SEND LINDSAY A MESSAGE
I am the Executive Assistant to the President and office manager for East Tenth Group. Along with keeping our president Michelle on schedule, I plan and coordinate the firm’s operations and administrative functions and assist in developing strategic plans that promote the company’s growth.
My responsibilities include managing the client database, maintaining client relations, general office administration, overseeing internal communications tools and preparing a variety of business material and presentations.
I began my career in the financial industry as a clerk at the American Stock Exchange, was hired full-time by a family owned brokerage-firm and worked my way up to a broker position; eventually moving operations to the New York Stock Exchange. In this job I traded 22 equities in an array of industries with market capitalization ranging from $200 million to $2 billion.
I then passed the Finra series 7 and NYSE compliance certification exam and worked as the firm’s compliance officer. In this capacity, I performed all compliance functions, monitored all trading of the firm, extracted data and created exception reports, updated manuals, revamped risk management rule 15c3-5 market access to abide by Finra standards and received, reviewed and responded to Finra inquiries.
I became Executive Assistant to the CEO of an investment banking firm within the same family of companies. In this role, I assisted senior-level bankers with complex loan applications, due diligence collection and retention. I also planned and coordinated the firm’s operations and administrative functions.
Throughout my career, my personal drive for excellence and determined spirit have led me to embrace challenges and take on difficult roles with a “can do” attitude. I reside in New York with my husband and our son and daughter. As a family, we’re committed to raising Autism Awareness and advocate for our son.